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MESIROW RE-IA, INC.

CHICAGO, IL · CRD 328098 · IAPD ↗ · mesirowfinancial.com · 312-595-6000

$2.64BRegulatory AUM
3Advisory reps
21Employees
2Clients
n/aPlanning clients
3Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

59
July 2026 — MESIROW RE-IA, INC. reported RAUM up 75% ($1.51B -> $2.64B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
July 2025 — MESIROW RE-IA, INC. crossed $1B in regulatory AUM ($532.4M -> $1.51B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
July 2024 — MESIROW RE-IA, INC. now reports custody of client assets ($532.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
July 2024 — MESIROW RE-IA, INC.'s provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
July 2024 — MESIROW RE-IA, INC. now reports 2 private fund(s) ($538.4M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
March 2024 — MESIROW RE-IA, INC. (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.