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AUGUST GROUP

TORONTO, Canada · CRD 311499 · IAPD ↗ · 438-792-5161

$740.3MRegulatory AUM
3Advisory reps
22Employees
0Clients
26-50Planning clients
1Private funds
15States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

43
October 2026 — AUGUST GROUP now reports 1 private fund(s) ($12.3M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
19
April 2026 — AUGUST GROUP notice-filed in AZ, MA, NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
23
December 2025 — AUGUST GROUP added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
33
March 2025 — AUGUST GROUP reported RAUM up 26% ($515.9M -> $649.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
15
January 2025 — AUGUST GROUP notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
28
August 2024 — AUGUST CAPITAL is now doing business as AUGUST GROUP.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
23
March 2024 — AUGUST CAPITAL notice-filed in IL, MN, MO, NC, NY, OH, PA, TN, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
38
March 2024 — AUGUST CAPITAL now reports custody of client assets ($36.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
40
March 2024 — AUGUST CAPITAL crossed $500M in regulatory AUM ($432.7M -> $515.9M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.