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021 INVESTMENTS LLC

MIAMI, FL · CRD 328334 · IAPD ↗ · 212-202-1730

$205.0MRegulatory AUM
3Advisory reps
5Employees
0Clients
n/aPlanning clients
3Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — KRF CAPITAL LLC is now doing business as 021 INVESTMENTS LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
52
April 2026 — 021 INVESTMENTS LLC grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
May 2024 — KRF FUND MANAGER, LLC is now doing business as KRF CAPITAL LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
40
March 2024 — KRF CAPITAL LLC is now doing business as KRF FUND MANAGER, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
50
March 2024 — KRF FUND MANAGER, LLC now reports custody of client assets ($460.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
March 2024 — KRF FUND MANAGER, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
March 2024 — KRF FUND MANAGER, LLC now reports 1 private fund(s) ($500,000 gross).
Firm reports private funds for the first time.
Fund administrationCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.