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UNIPLAN INSTITUTIONAL ADVISORS LLC

MILWAUKEE, WI · CRD 314367 · IAPD ↗ · 262-534-3000

$0Regulatory AUM
11Advisory reps
12Employees
0Clients
n/aPlanning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — UNIPLAN INSTITUTIONAL ADVISORS LLC (MILWAUKEE, WI) left the SEC roster (was $0 RAUM, 11 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
42
March 2024 — UNIPLAN INSTITUTIONAL ADVISORS LLC notice-filed in MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.