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RIGGS ASSET MANAGEMENT CO INC

DALLAS, PA · CRD 107233 · IAPD ↗ · riggsadvisors.com · 570-823-3383

$640.0MRegulatory AUM
8Advisory reps
8Employees
412Clients
101-250Planning clients
0Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
March 2026 — RIGGS ASSET MANAGEMENT CO INC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
March 2025 — RIGGS ASSET MANAGEMENT CO INC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
March 2025 — RIGGS ASSET MANAGEMENT CO INC crossed $500M in regulatory AUM ($448.8M -> $522.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
March 2024 — RIGGS ASSET MANAGEMENT CO INC notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.