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COX CAPITAL MANAGEMENT LLC

ANDOVER, MA · CRD 117593 · IAPD ↗ · 978-475-3325

$361.0MRegulatory AUM
4Advisory reps
4Employees
1Clients
0Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
October 2026 — COX CAPITAL MANAGEMENT LLC notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
March 2026 — COX CAPITAL MANAGEMENT LLC now reports custody of client assets ($55.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
49
January 2026 — COX CAPITAL MANAGEMENT LLC notice-filed in CA, GA, NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
March 2024 — COX CAPITAL MANAGEMENT LLC notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.