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MISSION WEALTH MANAGEMENT, LP

SANTA BARBARA, CA · CRD 113057 · IAPD ↗ · 805-882-2360

$17.00BRegulatory AUM
135Advisory reps
220Employees
10Clients
More than 500Planning clients
0Private funds
44States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
August 2026 — MISSION WEALTH MANAGEMENT, LP notice-filed in AR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
August 2026 — MISSION WEALTH MANAGEMENT, LP grew from 117 to 135 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
49
April 2026 — MISSION WEALTH MANAGEMENT, LP notice-filed in MS, ND.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2026 — MISSION WEALTH MANAGEMENT, LP reported RAUM up 39% ($10.02B -> $13.91B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
78
April 2026 — MISSION WEALTH MANAGEMENT, LP reports More than 500 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
April 2026 — MISSION WEALTH MANAGEMENT, LP grew from 97 to 117 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — MISSION WEALTH MANAGEMENT, LP added office(s): 32 -> 37 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2025 — MISSION WEALTH MANAGEMENT, LP reported RAUM up 42% ($7.07B -> $10.02B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2025 — MISSION WEALTH MANAGEMENT, LP grew from 72 to 97 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
February 2025 — MISSION WEALTH MANAGEMENT, LP notice-filed in VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
October 2024 — MISSION WEALTH MANAGEMENT, LP notice-filed in OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
March 2024 — MISSION WEALTH MANAGEMENT, LP notice-filed in KS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
March 2024 — MISSION WEALTH MANAGEMENT, LP added office(s): 31 -> 32 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
March 2024 — MISSION WEALTH MANAGEMENT, LP reported RAUM up 42% ($4.98B -> $7.07B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
March 2024 — MISSION WEALTH MANAGEMENT, LP grew from 56 to 72 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.