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DUALITY GROUP

MIAMI, FL · CRD 293271 · IAPD ↗ · dualitygroup.com · 646-690-9960

$1.36BRegulatory AUM
9Advisory reps
10Employees
0Clients
n/aPlanning clients
3Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
October 2024 — DUALITY GROUP (MIAMI, FL) left the SEC roster (was $1.36B RAUM, 9 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
58
March 2024 — DUALITY GROUP grew from 6 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.