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DBD RETIREMENT AND FINANCIAL SERVICES

· CRD 328239 · IAPD ↗ · dbdfinancial.com · 703-791-5955

$133.7MRegulatory AUM
1Advisory reps
1Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
October 2026 — DBD RETIREMENT AND FINANCIAL SERVICES notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
March 2024 — DBD RETIREMENT AND FINANCIAL SERVICES's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.