← Tributary

WEALTHSPRING CAPITAL LLC

WEST HARRISON, NY · CRD 301040 · IAPD ↗ · wealthspringcapital.com · 914-419-2207

$515.0MRegulatory AUM
4Advisory reps
5Employees
0Clients
0Planning clients
1Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
March 2026 — WEALTHSPRING CAPITAL LLC crossed $500M in regulatory AUM ($454.9M -> $515.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
63
April 2025 — WEALTHSPRING CAPITAL LLC began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
45
August 2024 — WEALTHSPRING CAPITAL LLC notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
March 2024 — WEALTHSPRING CAPITAL LLC now reports custody of client assets ($4.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
March 2024 — WEALTHSPRING CAPITAL LLC now reports 1 private fund(s) ($4.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.