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TOTAL WEALTH PLANNING, LLC

CINCINNATI, OH · CRD 174434 · IAPD ↗ · 513-984-6696

$1.18BRegulatory AUM
16Advisory reps
20Employees
0Clients
More than 500Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — TOTAL WEALTH PLANNING, LLC (CINCINNATI, OH) left the SEC roster (was $1.18B RAUM, 16 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
47
December 2025 — TOTAL WEALTH PLANNING, LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
March 2025 — TOTAL WEALTH PLANNING, LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
March 2025 — TOTAL WEALTH PLANNING, LLC reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
March 2024 — TOTAL WEALTH PLANNING, LLC crossed $1B in regulatory AUM ($866.1M -> $1.06B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.