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SINCERUS ADVISORY

· CRD 300559 · IAPD ↗ · (212) 203-7376

$222.0MRegulatory AUM
3Advisory reps
4Employees
1Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
December 2025 — SINCERUS ADVISORY now reports custody of client assets ($24.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
March 2024 — SINCERUS ADVISORY notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
March 2024 — SINCERUS ADVISORY added office(s): 0 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
March 2024 — SINCERUS ADVISORY reported RAUM up 29% ($120.6M -> $155.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.