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SPECTRUM ADVISORS, INC.

PLANO, TX · CRD 114805 · IAPD ↗ · spectrumadvisors.net · 972-931-3700

$160.0MRegulatory AUM
5Advisory reps
9Employees
0Clients
1-10Planning clients
0Private funds
2States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
February 2026 — SPECTRUM ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
April 2025 — SPECTRUM ADVISORS, INC. moved its main office from ADDISON, TX to PLANO, TX.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
50
April 2025 — SPECTRUM ADVISORS, INC. added office(s): 2 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
March 2024 — SPECTRUM ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.