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GALAPAGOS ADVISORY LLC

MIAMI, FL · CRD 322042 · IAPD ↗ · galapagoscapital.us · 3055155878

$395.7MRegulatory AUM
6Advisory reps
8Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

66
April 2026 — GALAPAGOS ADVISORY LLC reported RAUM up 44% ($274.9M -> $395.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
December 2025 — GALAPAGOS ADVISORY LLC grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
May 2025 — GALAPAGOS ADVISORY LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
28
April 2025 — GALAPAGOS ADVISORY LLC changed its website from galapagos-advisory.com to galapagoscapital.us.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
70
April 2025 — GALAPAGOS ADVISORY LLC grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
73
April 2025 — GALAPAGOS ADVISORY LLC reported RAUM up 158% ($106.6M -> $274.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
March 2024 — GALAPAGOS ADVISORY LLC (MIAMI, FL) is newly SEC-registered with $106.6M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.