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ELLEVEST

NEW YORK, NY · CRD 175476 · IAPD ↗ · pinterest.com · 844-355-7100

$1.13BRegulatory AUM
13Advisory reps
19Employees
0Clients
More than 500Planning clients
0Private funds
27States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
July 2026 — ELLEVEST notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
December 2025 — ELLEVEST reported RAUM down 52% ($2.13B -> $1.01B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
December 2025 — ELLEVEST shrank from 27 to 13 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
December 2025 — ELLEVEST added office(s): 0 -> 12 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
December 2025 — ELLEVEST now reports custody of client assets ($445.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
April 2025 — ELLEVEST shrank from 32 to 27 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
85
March 2024 — ELLEVEST grew from 14 to 31 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.