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TRAVEKA WEALTH, LLC

LOS ALTOS, CA · CRD 328421 · IAPD ↗ · travekawealth.com · (650) 397-2225

$730.8MRegulatory AUM
3Advisory reps
7Employees
0Clients
101-250Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
February 2025 — TRAVEKA WEALTH, LLC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
February 2025 — TRAVEKA WEALTH, LLC moved its main office from SAN JOSE, CA to LOS ALTOS, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
45
May 2024 — TRAVEKA WEALTH, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
March 2024 — TRAVEKA WEALTH, LLC now reports custody of client assets ($94.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
March 2024 — TRAVEKA WEALTH, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
78
March 2024 — TRAVEKA WEALTH, LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.