← Tributary

RBC ROCHDALE, LLC

NEW YORK, NY · CRD 117198 · IAPD ↗ · 212-702-3500

$72.96BRegulatory AUM
138Advisory reps
269Employees
0Clients
0Planning clients
1Private funds
53States
8Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
February 2026 — RBC ROCHDALE, LLC added office(s): 10 -> 11 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
February 2026 — CITY NATIONAL ROCHDALE is now doing business as RBC ROCHDALE, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
82
February 2026 — RBC ROCHDALE, LLC grew from 126 to 138 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
February 2025 — CITY NATIONAL ROCHDALE added office(s): 9 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
March 2024 — CITY NATIONAL ROCHDALE's Item 11 disclosure-reporting entries rose by 1 (9 -> 10).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
February 2024 — CITY NATIONAL ROCHDALE's Item 11 disclosure-reporting entries rose by 4 (5 -> 9).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
85
February 2024 — CITY NATIONAL ROCHDALE grew from 100 to 129 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.