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FIDUCIARY FINANCIAL GROUP, LLC

SAN RAFAEL, CA · CRD 285681 · IAPD ↗ · 415-352-1100

$1.12BRegulatory AUM
9Advisory reps
9Employees
5Clients
251-500Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
July 2026 — FIDUCIARY FINANCIAL GROUP, LLC added office(s): 2 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2026 — FIDUCIARY FINANCIAL GROUP, LLC crossed $1B in regulatory AUM ($865.2M -> $1.01B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
61
April 2025 — FIDUCIARY FINANCIAL GROUP, LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
63
January 2025 — FIDUCIARY FINANCIAL GROUP, LLC reported RAUM up 27% ($544.6M -> $692.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
53
June 2024 — FIDUCIARY FINANCIAL GROUP, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
March 2024 — FIDUCIARY FINANCIAL GROUP, LLC notice-filed in OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
February 2024 — FIDUCIARY FINANCIAL GROUP, LLC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
February 2024 — FIDUCIARY FINANCIAL GROUP, LLC crossed $500M in regulatory AUM ($485.4M -> $544.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.