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CHARLESTON FINANCIAL ADVISORS, LLC

CHARLESTON, SC · CRD 137536 · IAPD ↗ · charlestonfinancial.net · 843-722-3331

$262.4MRegulatory AUM
2Advisory reps
5Employees
15Clients
11-25Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — CHARLESTON FINANCIAL ADVISORS, LLC notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
February 2025 — CHARLESTON FINANCIAL ADVISORS, LLC shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
65
March 2024 — CHARLESTON FINANCIAL ADVISORS, LLC now reports custody of client assets ($61.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.