← Tributary

MOSLEY WEALTH MANAGEMENT, INC.

ANAHEIM, CA · CRD 318592 · IAPD ↗ · (714) 421-4288

$279.5MRegulatory AUM
10Advisory reps
15Employees
0Clients
0Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
March 2026 — MOSLEY WEALTH MANAGEMENT, INC. reported RAUM up 51% ($185.1M -> $279.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
March 2026 — MOSLEY WEALTH MANAGEMENT, INC. now reports custody of client assets ($84.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
March 2026 — MOSLEY WEALTH MANAGEMENT, INC. grew from 8 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
64
April 2025 — MOSLEY WEALTH MANAGEMENT, INC. reported RAUM up 46% ($126.9M -> $185.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2025 — MOSLEY WEALTH MANAGEMENT, INC. grew from 5 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
March 2024 — MOSLEY WEALTH MANAGEMENT, INC. notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.