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SYNDICATED CAPITAL, INC.

BREA, CA · CRD 29037 · IAPD ↗ · syndicatedcapital.com · 310-751-7098

$142.0MRegulatory AUM
9Advisory reps
12Employees
0Clients
0Planning clients
0Private funds
0States
8Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
October 2026 — SYNDICATED CAPITAL, INC. moved its main office from DIAMOND BAR, CA to BREA, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
50
April 2025 — SYNDICATED CAPITAL, INC. added office(s): 6 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
March 2024 — SYNDICATED CAPITAL, INC. (DIAMOND BAR, CA) is newly SEC-registered with $109.6M RAUM and 9 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.