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ROSSBY FINANCIAL, LLC

MELBOURNE, FL · CRD 324631 · IAPD ↗ · 321-209-0111

$854.8MRegulatory AUM
2Advisory reps
7Employees
70Clients
251-500Planning clients
0Private funds
35States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
August 2026 — ROSSBY FINANCIAL, LLC notice-filed in TN, VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
August 2026 — ROSSBY FINANCIAL, LLC added office(s): 15 -> 18 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
June 2026 — ROSSBY FINANCIAL, LLC reported RAUM up 51% ($566.0M -> $854.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
53
April 2026 — ROSSBY FINANCIAL, LLC added office(s): 10 -> 15 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2026 — ROSSBY FINANCIAL, LLC crossed $500M in regulatory AUM ($358.6M -> $566.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
47
January 2026 — ROSSBY FINANCIAL, LLC notice-filed in AK, IA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
August 2025 — ROSSBY FINANCIAL, LLC notice-filed in ME.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
July 2025 — ROSSBY FINANCIAL, LLC added office(s): 9 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
April 2025 — ROSSBY FINANCIAL, LLC notice-filed in CT, MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
March 2025 — ROSSBY FINANCIAL, LLC shrank from 8 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
73
March 2025 — ROSSBY FINANCIAL, LLC reported RAUM up 234% ($107.3M -> $358.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
76
March 2025 — ROSSBY FINANCIAL, LLC reports 251-500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
42
December 2024 — ROSSBY FINANCIAL, LLC notice-filed in IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
October 2024 — ROSSBY FINANCIAL, LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
October 2024 — ROSSBY FINANCIAL, LLC added office(s): 3 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
September 2024 — ROSSBY FINANCIAL, LLC notice-filed in CO, DE, MA, NJ, NM, OR, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
July 2024 — ROSSBY FINANCIAL, LLC notice-filed in OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
May 2024 — ROSSBY FINANCIAL, LLC notice-filed in AZ, DC, ID, IL, LA, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
March 2024 — ROSSBY FINANCIAL, LLC notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
February 2024 — ROSSBY FINANCIAL, LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.