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GRASSI INVESTMENT MANAGEMENT, LLC

SANTA CLARA, CA · CRD 108690 · IAPD ↗ · grassiinvest.com · 650-934-0770

$1.36BRegulatory AUM
4Advisory reps
5Employees
170Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
December 2025 — GRASSI INVESTMENT MANAGEMENT, LLC (SANTA CLARA, CA) left the SEC roster (was $1.36B RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
85
March 2024 — GRASSI INVESTMENT MANAGEMENT, LLC crossed $1B in regulatory AUM ($928.1M -> $1.11B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.