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THOR WEALTH MANAGEMENT INC

CINCINNATI, OH · CRD 105902 · IAPD ↗ · 513-271-6777

$678.7MRegulatory AUM
7Advisory reps
15Employees
0Clients
101-250Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
March 2025 — THOR WEALTH MANAGEMENT INC notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
March 2025 — THOR WEALTH MANAGEMENT INC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
March 2024 — THOR WEALTH MANAGEMENT INC notice-filed in MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2024 — THOR WEALTH MANAGEMENT INC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
March 2024 — THOR WEALTH MANAGEMENT INC crossed $500M in regulatory AUM ($435.6M -> $514.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.