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IEQ CAPITAL, LLC

FOSTER CITY, CA · CRD 301819 · IAPD ↗ · ieqcapital.com · 650-581-9807

$56.77BRegulatory AUM
193Advisory reps
266Employees
0Clients
251-500Planning clients
0Private funds
38States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
July 2026 — IEQ CAPITAL, LLC added office(s): 16 -> 19 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2026 — IEQ CAPITAL, LLC added office(s): 14 -> 16 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
72
April 2026 — IEQ CAPITAL, LLC reported RAUM up 60% ($35.38B -> $56.77B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2026 — IEQ CAPITAL, LLC grew from 140 to 193 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
49
February 2026 — IEQ CAPITAL, LLC notice-filed in IA, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
December 2025 — IEQ CAPITAL, LLC added office(s): 13 -> 14 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
49
April 2025 — IEQ CAPITAL, LLC notice-filed in KY, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — IEQ CAPITAL, LLC reported RAUM up 50% ($23.58B -> $35.38B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
72
April 2025 — IEQ CAPITAL, LLC reports 251-500 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
April 2025 — IEQ CAPITAL, LLC grew from 100 to 140 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
November 2024 — IEQ CAPITAL, LLC added office(s): 10 -> 14 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
August 2024 — IEQ CAPITAL, LLC added office(s): 9 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — IEQ CAPITAL, LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — IEQ CAPITAL, LLC added office(s): 7 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2024 — IEQ CAPITAL, LLC reported RAUM up 27% ($18.54B -> $23.58B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2024 — IEQ CAPITAL, LLC grew from 81 to 100 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.