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TWELVE POINTS WEALTH MANAGEMENT

CONCORD, MA · CRD 171107 · IAPD ↗ · 978-318-9500

$2.24BRegulatory AUM
13Advisory reps
25Employees
4Clients
251-500Planning clients
0Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
September 2026 — TWELVE POINTS WEALTH MANAGEMENT notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2026 — TWELVE POINTS WEALTH MANAGEMENT notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2026 — TWELVE POINTS WEALTH MANAGEMENT reported RAUM up 32% ($1.70B -> $2.24B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2025 — TWELVE POINTS WEALTH MANAGEMENT reported RAUM up 41% ($1.21B -> $1.70B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2025 — TWELVE POINTS WEALTH MANAGEMENT now reports custody of client assets ($373.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
April 2025 — TWELVE POINTS WEALTH MANAGEMENT grew from 10 to 13 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
49
December 2024 — TWELVE POINTS WEALTH MANAGEMENT notice-filed in IL, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2024 — TWELVE POINTS WEALTH MANAGEMENT crossed $1B in regulatory AUM ($833.7M -> $1.21B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.