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TURNING ROCK PARTNERS, L.P.

NEW YORK, NY · CRD 287608 · IAPD ↗ · turningrockpartners.com · 212-207-2396

$1.38BRegulatory AUM
12Advisory reps
21Employees
0Clients
n/aPlanning clients
10Private funds
3States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

60
April 2025 — TURNING ROCK PARTNERS, L.P. grew from 6 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
April 2024 — TURNING ROCK PARTNERS, L.P. shrank from 8 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
70
April 2024 — TURNING ROCK PARTNERS, L.P. crossed $1B in regulatory AUM ($870.2M -> $1.16B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.