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FIFTH THIRD SECURITIES, INC.

CINCINNATI, OH · CRD 628 · IAPD ↗ · 888-889-1025

$10.92BRegulatory AUM
848Advisory reps
13533Employees
0Clients
26-50Planning clients
0Private funds
52States
10Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
June 2026 — FIFTH THIRD SECURITIES, INC.'s Item 11 disclosure-reporting entries rose by 2 (8 -> 10).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
85
April 2026 — FIFTH THIRD SECURITIES, INC. grew from 788 to 848 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2025 — FIFTH THIRD SECURITIES, INC. grew from 722 to 788 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2024 — FIFTH THIRD SECURITIES, INC. grew from 686 to 722 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.