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APERIO GROUP, LLC

SAUSALITO, CA · CRD 111616 · IAPD ↗ · blackrock.com · 415-339-4300

$152.13BRegulatory AUM
88Advisory reps
208Employees
0Clients
n/aPlanning clients
0Private funds
53States
12Disclosures
wealthSegment
ApprovedSEC status

Filing changes

67
April 2026 — APERIO GROUP, LLC reported RAUM up 37% ($111.41B -> $152.13B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
April 2025 — APERIO GROUP, LLC notice-filed in PR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2025 — APERIO GROUP, LLC reported RAUM up 39% ($80.21B -> $111.41B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2025 — APERIO GROUP, LLC grew from 73 to 90 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
January 2025 — APERIO GROUP, LLC's Item 11 disclosure-reporting entries rose by 2 (12 -> 14).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
October 2024 — APERIO GROUP, LLC's Item 11 disclosure-reporting entries rose by 2 (10 -> 12).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
May 2024 — APERIO GROUP, LLC's Item 11 disclosure-reporting entries rose by 1 (9 -> 10).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — APERIO GROUP, LLC added office(s): 0 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
69
April 2024 — APERIO GROUP, LLC reported RAUM up 47% ($54.55B -> $80.21B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2024 — APERIO GROUP, LLC grew from 39 to 73 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.