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PACIFIC INVESTMENT MANAGEMENT COMPANY LLC

NEWPORT BEACH, CA · CRD 104559 · IAPD ↗ · (949) 720-6000

$3666.94BRegulatory AUM
628Advisory reps
1968Employees
5Clients
0Planning clients
208Private funds
53States
15Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — PACIFIC INVESTMENT MANAGEMENT COMPANY LLC grew from 564 to 628 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
June 2025 — PACIFIC INVESTMENT MANAGEMENT COMPANY LLC's Item 11 disclosure-reporting entries rose by 1 (15 -> 16).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — PACIFIC INVESTMENT MANAGEMENT COMPANY LLC shrank from 946 to 564 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
85
April 2024 — PACIFIC INVESTMENT MANAGEMENT COMPANY LLC grew from 904 to 946 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.