← Tributary

SOFINNOVA INVESTMENTS, INC.

MENLO PARK, CA · CRD 160297 · IAPD ↗ · sofinnova.com · 650-681-8420

$5.37BRegulatory AUM
20Advisory reps
41Employees
0Clients
n/aPlanning clients
7Private funds
4States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

53
April 2026 — SOFINNOVA INVESTMENTS, INC. reported RAUM up 42% ($3.77B -> $5.37B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
59
April 2025 — SOFINNOVA INVESTMENTS, INC. grew from 16 to 20 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
34
April 2024 — SOFINNOVA INVESTMENTS, INC. notice-filed in MA, PR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.