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SCHNIEDERS CAPITAL MANAGEMENT, LLC.

PASADENA, CA · CRD 120952 · IAPD ↗ · schniederscapital.com · 626.584.6168

$1.06BRegulatory AUM
2Advisory reps
8Employees
0Clients
11-25Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — SCHNIEDERS CAPITAL MANAGEMENT, LLC. reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
April 2026 — SCHNIEDERS CAPITAL MANAGEMENT, LLC. crossed $1B in regulatory AUM ($864.4M -> $1.06B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
47
April 2024 — SCHNIEDERS CAPITAL MANAGEMENT, LLC. notice-filed in ID, MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
April 2024 — SCHNIEDERS CAPITAL MANAGEMENT, LLC. reported RAUM down 33% ($1.08B -> $725.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.