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EFFICIENT ADVISORS

· CRD 150144 · IAPD ↗ · efficientadvisors.com · 267-613-6250

$3.08BRegulatory AUM
6Advisory reps
14Employees
0Clients
0Planning clients
0Private funds
49States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
July 2026 — EFFICIENT ADVISORS (location n/a) left the SEC roster (was $3.08B RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
April 2026 — EFFICIENT ADVISORS shrank from 8 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
47
April 2025 — EFFICIENT ADVISORS notice-filed in DC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2025 — EFFICIENT ADVISORS reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
49
April 2024 — EFFICIENT ADVISORS notice-filed in AK, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2024 — EFFICIENT ADVISORS reported RAUM up 26% ($1.87B -> $2.36B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.