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INSTITUTIONAL SHAREHOLDER SERVICES INC.

ROCKVILLE, MD · CRD 111940 · IAPD ↗ · 301-556-0500

$0Regulatory AUM
1762Advisory reps
3350Employees
2246Clients
n/aPlanning clients
0Private funds
5States
4Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

40
October 2026 — INSTITUTIONAL SHAREHOLDER SERVICES INC.'s Item 11 disclosure-reporting entries rose by 2 (2 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
September 2026 — INSTITUTIONAL SHAREHOLDER SERVICES INC.'s Item 11 disclosure-reporting entries rose by 1 (1 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
April 2026 — INSTITUTIONAL SHAREHOLDER SERVICES INC.'s Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
70
April 2025 — INSTITUTIONAL SHAREHOLDER SERVICES INC. grew from 1650 to 1760 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
32
April 2024 — INSTITUTIONAL SHAREHOLDER SERVICES INC. notice-filed in DC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — INSTITUTIONAL SHAREHOLDER SERVICES INC. grew from 1580 to 1650 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.