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GOODWIN INVESTMENT ADVISORY

WOODSTOCK, GA · CRD 131193 · IAPD ↗ · 678-741-2370

$397.0MRegulatory AUM
6Advisory reps
13Employees
35Clients
26-50Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — GOODWIN INVESTMENT ADVISORY notice-filed in AL, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2026 — GOODWIN INVESTMENT ADVISORY now reports custody of client assets ($33.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
63
April 2025 — GOODWIN INVESTMENT ADVISORY reported RAUM up 30% ($265.9M -> $344.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
53
April 2024 — GOODWIN INVESTMENT ADVISORY shrank from 7 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
64
April 2024 — GOODWIN INVESTMENT ADVISORY reported RAUM up 35% ($197.0M -> $265.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2024 — GOODWIN INVESTMENT ADVISORY now reports custody of client assets ($12.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.