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RATSON ADVISORY LLC

NEW YORK, NY · CRD 330091 · IAPD ↗ · ratsonadvisory.com · 917-325-7440

$2.39BRegulatory AUM
1Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
March 2026 — RATSON ADVISORY LLC crossed $1B in regulatory AUM ($85.5M -> $2.39B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
April 2025 — RATSON ADVISORY LLC reported RAUM down 79% ($405.5M -> $85.5M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
53
August 2024 — RATSON ADVISORY LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
73
August 2024 — RATSON ADVISORY LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
April 2024 — RATSON ADVISORY LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.