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CWA ASSET MANAGEMENT GROUP

NAPLES, FL · CRD 158940 · IAPD ↗ · 239-434-7434

$4.51BRegulatory AUM
35Advisory reps
67Employees
1975Clients
More than 500Planning clients
3Private funds
53States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — CWA ASSET MANAGEMENT GROUP added office(s): 2 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2025 — CWA ASSET MANAGEMENT GROUP reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
66
April 2025 — CWA ASSET MANAGEMENT GROUP reported RAUM up 32% ($2.53B -> $3.34B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
April 2025 — CWA ASSET MANAGEMENT GROUP now reports 1 private fund(s) ($14.3M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
55
December 2024 — CWA ASSET MANAGEMENT GROUP notice-filed in AK, AR, DC, HI, ID, KS, KY, ME, MS, MT, NM, NV, OK, OR, RI, SD, VI, WA, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
November 2024 — CWA ASSET MANAGEMENT GROUP notice-filed in DE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
June 2024 — CWA ASSET MANAGEMENT GROUP notice-filed in PR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2024 — CWA ASSET MANAGEMENT GROUP reports 251-500 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
75
April 2024 — CWA ASSET MANAGEMENT GROUP grew from 23 to 28 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.