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HERMES INVESTMENT MANAGEMENT LIMITED

LONDON, United Kingdom · CRD 153104 · IAPD ↗ · +44 207 702 0888

$24.79BRegulatory AUM
109Advisory reps
422Employees
5Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

25
April 2026 — HERMES INVESTMENT MANAGEMENT LIMITED shrank from 114 to 109 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
25
April 2025 — HERMES INVESTMENT MANAGEMENT LIMITED shrank from 127 to 114 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
25
April 2024 — HERMES INVESTMENT MANAGEMENT LIMITED shrank from 140 to 127 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
35
April 2024 — HERMES INVESTMENT MANAGEMENT LIMITED began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.