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CONCORDE ASSET MANAGEMENT, LLC

ANN ARBOR, MI · CRD 140367 · IAPD ↗ · 248-824-6710

$598.4MRegulatory AUM
67Advisory reps
76Employees
898Clients
51-100Planning clients
0Private funds
48States
18Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — CONCORDE ASSET MANAGEMENT, LLC crossed $500M in regulatory AUM ($489.9M -> $598.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
53
April 2025 — CONCORDE ASSET MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 2 (16 -> 18).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
53
April 2025 — CONCORDE ASSET MANAGEMENT, LLC added office(s): 40 -> 56 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2025 — CONCORDE ASSET MANAGEMENT, LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
53
December 2024 — CONCORDE ASSET MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 1 (15 -> 16).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
53
August 2024 — CONCORDE ASSET MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 2 (13 -> 15).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
48
April 2024 — CONCORDE ASSET MANAGEMENT, LLC moved its main office from LIVONIA, MI to ANN ARBOR, MI.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
63
April 2024 — CONCORDE ASSET MANAGEMENT, LLC reported RAUM up 29% ($305.7M -> $395.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
78
April 2024 — CONCORDE ASSET MANAGEMENT, LLC grew from 57 to 67 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.