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ROCKBRIDGE ASSET MANAGEMENT, LLC

ALEXANDRIA, VA · CRD 329880 · IAPD ↗ · rockbridgecap.com · 571.982.5398

$218.0MRegulatory AUM
2Advisory reps
4Employees
0Clients
n/aPlanning clients
2Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — ROCKBRIDGE CAPITAL MANAGEMENT is now doing business as ROCKBRIDGE ASSET MANAGEMENT, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
42
February 2026 — ROCKBRIDGE CAPITAL MANAGEMENT notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
62
April 2025 — ROCKBRIDGE CAPITAL MANAGEMENT reported RAUM up 37% ($137.9M -> $189.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
March 2025 — ROCKBRIDGE CAPITAL MANAGEMENT now reports 1 private fund(s) ($0 gross).
Firm reports private funds for the first time.
Fund administrationCompliance
65
December 2024 — ROCKBRIDGE CAPITAL MANAGEMENT now reports custody of client assets ($68.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
50
August 2024 — ROCKBRIDGE CAPITAL MANAGEMENT notice-filed in CA, DC, FL, GA, HI, MD, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
August 2024 — ROCKBRIDGE CAPITAL MANAGEMENT grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
August 2024 — ROCKBRIDGE CAPITAL MANAGEMENT's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
April 2024 — ROCKBRIDGE CAPITAL MANAGEMENT (ALEXANDRIA, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.