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MARINER ADVISOR NETWORK

OVERLAND PARK, KS · CRD 283824 · IAPD ↗ · lighthouse-sa.com · 650-571-1934

$9.57BRegulatory AUM
150Advisory reps
174Employees
209Clients
101-250Planning clients
0Private funds
51States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — MARINER ADVISOR NETWORK shrank from 164 to 150 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — MARINER ADVISOR NETWORK shrank from 184 to 164 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — MARINER ADVISOR NETWORK added office(s): 94 -> 118 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
April 2025 — MARINER INDEPENDENT is now doing business as MARINER ADVISOR NETWORK.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
60
April 2024 — MARINER INDEPENDENT ADVISOR NETWORK, LLC is now doing business as MARINER INDEPENDENT.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
66
April 2024 — MARINER INDEPENDENT reported RAUM up 30% ($6.26B -> $8.15B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — MARINER INDEPENDENT now reports custody of client assets ($487.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
85
April 2024 — MARINER INDEPENDENT grew from 131 to 184 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.