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HART & PATTERSON FINANCIAL GROUP

AMHERST, MA · CRD 310639 · IAPD ↗ · hartpatterson.com · (413) 253-9454

$275.6MRegulatory AUM
2Advisory reps
4Employees
1Clients
101-250Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
January 2026 — HART & PATTERSON FINANCIAL GROUP (AMHERST, MA) left the SEC roster (was $275.6M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
58
May 2024 — HART & PATTERSON FINANCIAL GROUP LLP is now doing business as HART & PATTERSON FINANCIAL GROUP.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
43
April 2024 — HART & PATTERSON FINANCIAL GROUP LLP filed an Item 4A succession naming HART & PATTERSON FINANCIAL GROUP LLP (CRD 310639) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.