← Tributary

TEAM FINANCIAL STRATEGIES

ABILENE, TX · CRD 134104 · IAPD ↗ · 325-480-1587

$262.0MRegulatory AUM
8Advisory reps
11Employees
0Clients
251-500Planning clients
1Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — TEAM FINANCIAL STRATEGIES notice-filed in OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2026 — TEAM FINANCIAL STRATEGIES added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2025 — TEAM FINANCIAL STRATEGIES reported RAUM up 27% ($203.2M -> $257.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2025 — TEAM FINANCIAL STRATEGIES now reports custody of client assets ($23.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
April 2024 — TEAM FINANCIAL STRATEGIES reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2024 — TEAM FINANCIAL STRATEGIES now reports 1 private fund(s) ($3.7M gross).
Firm reports private funds for the first time.
Fund administrationCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.