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FAITH INVESTOR SERVICES

SCOTTSDALE, AZ · CRD 313337 · IAPD ↗ · faithinvestorservices.com · 480-780-0104

$279.7MRegulatory AUM
6Advisory reps
10Employees
0Clients
51-100Planning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
June 2026 — FAITH INVESTOR SERVICES notice-filed in MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
May 2026 — FAITH INVESTOR SERVICES added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
May 2026 — FAITH INVESTOR SERVICES reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
66
May 2026 — FAITH INVESTOR SERVICES reported RAUM up 42% ($196.8M -> $279.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
May 2026 — FAITH INVESTOR SERVICES now reports custody of client assets ($52,085).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
May 2026 — FAITH INVESTOR SERVICES grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
December 2025 — FAITH INVESTOR SERVICES notice-filed in CA, FL, PA, SC, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2025 — FAITH INVESTOR SERVICES reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2025 — FAITH INVESTOR SERVICES reported RAUM up 78% ($110.3M -> $196.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
46
June 2024 — FAITH INVESTOR SERVICES notice-filed in CO, IL, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — FAITH INVESTOR SERVICES reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
April 2024 — FAITH INVESTOR SERVICES grew from 2 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2024 — FAITH INVESTOR SERVICES reported RAUM up 122% ($49.7M -> $110.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.