← Tributary

MACQUARIE CAPITAL PARTNERS LLC

NEW YORK, NY · CRD 293250 · IAPD ↗ · (212) 231-1000

$317.6MRegulatory AUM
15Advisory reps
80Employees
0Clients
0Planning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

58
July 2025 — MACQUARIE CAPITAL PARTNERS LLC reported RAUM up 179% ($118.2M -> $329.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
August 2024 — MACQUARIE CAPITAL PARTNERS LLC now reports custody of client assets ($118.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
August 2024 — MACQUARIE CAPITAL PARTNERS LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
August 2024 — MACQUARIE CAPITAL PARTNERS LLC now reports 1 private fund(s) ($118.2M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
April 2024 — MACQUARIE CAPITAL PARTNERS LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 15 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.