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INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.

SOMERS, NY · CRD 324586 · IAPD ↗ · innovativeinvestmentmanagement.com · 914-427-8036

$367.0MRegulatory AUM
7Advisory reps
10Employees
0Clients
0Planning clients
8Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
June 2026 — INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. added office(s): 6 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
May 2026 — INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. added office(s): 4 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
73
May 2026 — INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. reported RAUM up 210% ($118.3M -> $367.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
December 2025 — INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. notice-filed in DC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
June 2025 — BROADSTREET GLOBAL ADVISORS, INC. is now doing business as INNOVATIVE PRIVATE WEALTH MANAGEMENT INC..
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
50
April 2025 — BROADSTREET GLOBAL ADVISORS, INC. added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2025 — BROADSTREET GLOBAL ADVISORS, INC. grew from 4 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
January 2025 — BROADSTREET GLOBAL ADVISORS, INC. added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
January 2025 — BROADSTREET GLOBAL ADVISORS, INC. now reports custody of client assets ($6.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
November 2024 — BROADSTREET GLOBAL ADVISORS, INC. now reports 1 private fund(s) ($0 gross).
Firm reports private funds for the first time.
Fund administrationCompliance
50
May 2024 — BROADSTREET GLOBAL ADVISORS, INC. added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2024 — BROADSTREET GLOBAL ADVISORS, INC. grew from 1 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2024 — BROADSTREET GLOBAL ADVISORS, INC. reported RAUM up 157% ($39.9M -> $102.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
April 2024 — BROADSTREET GLOBAL ADVISORS, INC. now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
50
February 2024 — BROADSTREET GLOBAL ADVISORS, INC. notice-filed in CT, IN, NJ, PA, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.