← Tributary

GE VERNOVA INVESTMENT ADVISERS, LLC

STAMFORD, CT · CRD 329905 · IAPD ↗ · +1 203-945-8566

$1.24BRegulatory AUM
9Advisory reps
21Employees
1Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

40
April 2026 — GE VERNOVA INVESTMENT ADVISERS, LLC reported RAUM down 35% ($1.90B -> $1.24B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
45
April 2026 — GE VERNOVA INVESTMENT ADVISERS, LLC shrank from 15 to 9 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
November 2024 — GE VERNOVA INVESTMENT ADVISERS, LLC moved its main office from NORWALK, CT to STAMFORD, CT.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
65
November 2024 — GE VERNOVA INVESTMENT ADVISERS, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
85
April 2024 — GE VERNOVA INVESTMENT ADVISERS, LLC (NORWALK, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 15 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.