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MARSHALL INVESTMENT MANAGEMENT, LLC

GREENWOOD VILLAGE, CO · CRD 174817 · IAPD ↗ · 303-991-6415

$298.0MRegulatory AUM
8Advisory reps
8Employees
7Clients
1-10Planning clients
0Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
July 2026 — MARSHALL INVESTMENT MANAGEMENT, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
April 2025 — MARSHALL INVESTMENT MANAGEMENT, LLC notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
August 2024 — MARSHALL INVESTMENT MANAGEMENT, LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
August 2024 — MARSHALL INVESTMENT MANAGEMENT, LLC moved its main office from LITTLETON, CO to GREENWOOD VILLAGE, CO.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
42
April 2024 — MARSHALL INVESTMENT MANAGEMENT, LLC notice-filed in SD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2024 — MARSHALL INVESTMENT MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.