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CHARTER ADVISORY CORPORATION

INDIANAPOLIS, IN · CRD 113390 · IAPD ↗ · charteradvisory.com · 317-844-7416

$333.1MRegulatory AUM
15Advisory reps
15Employees
2Clients
1-10Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2024 — CHARTER ADVISORY CORPORATION notice-filed in CO, KY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
69
April 2024 — CHARTER ADVISORY CORPORATION reported RAUM up 60% ($199.5M -> $319.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.