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SINECERA CAPITAL, LLC

AUSTIN, TX · CRD 298872 · IAPD ↗ · 512-980-4600

$124.6MRegulatory AUM
6Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2025 — SINECERA CAPITAL, LLC (AUSTIN, TX) left the SEC roster (was $124.6M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
65
April 2024 — SINECERA CAPITAL, LLC now reports custody of client assets ($33.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
68
April 2024 — SINECERA CAPITAL, LLC grew from 3 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.